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We got a new job details in Elite & they are Hiring Candidates for Compliance Assistant | 2681
Job Details
Company Name : Elite
Company Location : Newport Beach, CA 92660
Job Position : Compliance Assistant | 2681
Job Category : Jobs in California
Job Description :
Compliance Assistant | 2681
Type – Temp
Duration –Temp-duration estimated for approximately 6 months (may end shorter or extend longer per Client request)
Rate – $30.00-35.00/hr**no benefits, no paid time off, no holiday paid time off for temp duration; if converted, benefits will be offered
Location – onsite – Newport Beach, CA 92660
Start – Immediate
** Pre-employment criminal screen, drug screen, completed degree/education verification and employment verifications are required to pass before clearing to start
The Compliance Assistant position is a 6-month commitment. Responsibilities are expected to include:
Review daily surveillance reports of firm transactions
Perform forensic reviews of market-abuse and e-surveillance alerts
Follow-up with trade floor personnel on report outliers and escalate potential issues as appropriate to members of Surveillance team
Assist compliance personnel with various projects and ad hoc tasks
REQUIREMENTS:
Undergraduate degree, preferably with a major in Business, Economics, Finance, or related field
General understanding of bonds, equities and derivatives
1-2 years of previous compliance preferred not required, including experience in monitoring firm trading
Technical aptitude with Microsoft Excel, including Excel formulas (e.g., VLOOKUP’s, Pivot tables), Word and PowerPoint
Strong verbal/written communication skills
Ability to work in a self-directed manner, proactively identifying issues and being solution-oriented
Take initiative to lead projects and follow-up on outstanding items
Strong organizational and analytical skills, high attention to detail, and problem-solving ability
Be highly communicative regarding project progress, and escalate any challenges/bottlenecks
Have a high degree of discretion and ability to safeguard confidential information
Have a strong sense of integrity, behaving consistently with expressed values and ethical principles
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